We are a boutique
Investment Advisory & Financial Consulting firm.
ABOUT US
Simply put, serving our clients’ best interests is at the core of Spirit Investment Advisors.
As a Registered Investment Advisor (RIA) on the TD Ameritrade Institutional platform, we have a fiduciary responsibility to choose the investments that we think are best for our clients on a non-commission basis. It’s a fiduciary standard of care that is gaining support among regulators because it allows greater protections and transparency for you, the investor.
Personality traits such as likability, approachability, accountability, dedication & commitment are what best describe our firm leadership. We believe there is no substitute for the proven experience that comes from successfully investing through varying economic cycles over decades of experience.
Trusted Relationships
We have considerable experience in building value with clients through active listening in conjunction with our clients' portfolio history and objectives.
OUR TEAM
DAVID LEVY
SENIOR INVESTMENT ADVISOR
34-year seasoned Investment advisor, including Wells Fargo Advisors and A.G. Edwards & Sons. Mr. Levy is a private wealth manager overseeing an investment advisory practice that incorporates financial planning, portfolio management and aggregated financial services.
Stanford University Bachelor of Arts - Human Biology
EARL WONG
CHIEF INVESTMENT OFFICER
25-year private equity veteran, $5 Billion in transaction capital across film, sports, real estate, location based entertainment and technology, including Director Franchise Finance for GE Capital and Chief Investment Officer for One Road Media Ventures.
Texas A&M Bachelor of Science.
THOMAS GREEN
SENIOR INVESTMENT ADVISOR
49- year seasoned Investment Advisor, including management experience with several major investment firms. After graduating from Stanford University where he received a B.A., while playing Varsity Basketball & Volleyball
Stanford University Graduate School of business M.B.A.
SIPC Protection
TD Ameritrade, Inc. is a member of the Securities Investor Protection Corporation (SIPC). Securities in your account are protected up to $500,000. For details, please see www.sipc.org.
TD Ameritrade also provides $149.5 million worth of protection for each client through supplemental coverage provided by London insurers. The $149.5 million of coverage includes a sub-limit of $900,000 on cash. Each client is limited to a combined return of $150 million from SIPC or London insurers. The TD Ameritrade supplemental insurance policy has an aggregate limit of $500 million for claims from all TD Ameritrade clients. This supplemental insurance provides coverage following brokerage insolvency and does not protect against loss in market value of the securities.